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Internet Initial Public Offering (iIPO) service 网上认购新股服务
internet order connection 开放式网间联系买卖
interpretive guidelines 说明指引
in-the-money option 价内期权
intraday liquidity 即日流动资金
intra-day margin 即日额外按金
intra-day margin call 即日追补按金
intra-day marks collection mechanism 收取即日差额缴款机制
Intra-day Marks Collection Report(clearing) 即日差额缴款报告(结算)
intra-day marks payment obligations 应付即日差额缴款
intra-day money market 单日货币市场；即日拆借市场
intraday quotation 即日报价
intraday repurchase agreement(banking) 即日回购协议(银行)
intra-group transactions 集团内部交易
intranet 内联网
intrinsic value 内在值
introducing agent 介绍代理人
introduction(listing method) 介绍形式上市
inventory 存货；盘存
investee 投资对象
investment adviser 投资顾问
Investment Advisory Committee 投资顾问委员会
investment analyst 投资分析员
investment grade 投资级别
Investment Management Regulatory Organisation (IMRO) 英国投资管理监管组织
investment philosophy 投资理念
Investment Services Directive (ISD)(European Union) 投资服务指令(欧洲联盟)
Investment-linked Assurance & Pooled Retirement Funds Committee(SFC) 与投资有关的人寿保险及集资退休金计划委员会(证监会)
Investor Account Service 投资者户口服务
Investor and the Stock Market(publication) 《投资者与证券市场》(刊物)
Investor Compensation Company Limited 投资者赔偿有限公司
Investor Participant (IP) 投资者户口持有人
isolated trades system(CCASS) 「已划分的买卖」制度(中央结算系统)
issue price 招股价；发行价
issuer 发行人；发行机构
issuer electronic filing system 发行人电子存档系统
Issuer Register 发行人登记册
Issuers and Professional Advisers Survey 《发行人及专业顾问意见调查》
issuer's cash option 发行人可选择支付现金；发行人现金选择权JBRI see Japan Bond Research Institute
Japan Bond Research Institute (JBRI) 日本公社债研究所
jobber 证券经销经纪；证券批销经纪
jobber stamp duty 证券经销经纪印花税
jobbing transaction 庄家之经销交易
Joint Individual Investor Account 联名个人投资者户口
joint stock company 股份有限公司
joint venture 合营企业；合资企业
joint venture contract 合资合同
jumbo certificate(CCASS) 大额股票(中央结算系统)
jumbomize 将股票化零为整
junk bond 垃圾债券
Kam Ngan Stock Exchange, The 金银证券交易所
kiting 做价
Know More About Your Investment(publication) 《投资者应知多点》(刊物)
Kowloon Stock Exchange, The 九龙证券交易所
LAF see Liquidity Adjustment Facility(HKMA)
LAN see Local Area Network
LAW see Liquidity Adjustment Window
LBO see leveraged buy-out
LIFFE see London International Financial Futures and Options Exchange
LIFO see last in, first out
LOBO see Long Only Brokers for Options
LOF see listed open-end fund
LSE see London Stock Exchange
LTOM see London Traded Options Market
large cap stock 大型股
Large Exposure Report Agreement 大额持仓汇报协议
large open position 大额未平仓合约
last accounting date 最后结算日期
last exercise day 最后行使日
last in, first out (LIFO) 后进先出
last recorded price; last traded price 最后成交价
late reported sales 迟报交易
late trading 逾时交易
Law Society of Hong Kong, The 香港律师会
lead manager 主要经办人
lead underwriter 牵头包销商；主承销商*
leading economic indicator 主要经济指标
legal entity 法律实体
legal person share(Mainland China) 法人股(中国内地)
legal risk 法律风险
lender of last resort 最后贷款人；紧急贷款者
lending fee 贷出费
"let the buyer beware" principle 「买者自负」原则
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM 有关创业板内地发行人监管合作事宜之换文
level playing field(cf uneven playing field) 公平竞争
leverage 杠杆效应
leveraged buy-out (LBO) 杠杆收购
leveraged foreign exchange introducing agent 杠杆式外汇买卖介绍代理人
leveraged foreign exchange trader 杠杆式外汇买卖商
leveraged foreign exchange trading 杠杆式外汇交易；杠杆式外汇买卖
Leveraged Foreign Exchange Trading(Calls) Rules 《杠杆式外汇买卖（造访）规则》
Leveraged Foreign Exchange Trading (Financial Resources) Rules 《杠杆式外汇买卖（财政资源）规则》
Leveraged Foreign Exchange Trading Ordinance 《杠杆式外汇买卖条例》
leveraged market 杠杆市场
liabilities 负债；债务
licence 特许；牌照
licensed bank 持牌银行
licensing information booklet 发牌资料册
Lifeboat Loan 救市贷款
"Lifeboat" levy 救市特别交易征费
light trading 交投疏落
limit order 限价盘
limited liability company 有限责任公司
liquid asset 速动资产；流动资产
liquid capital 速动资金；流动资金
liquidation 清盘
liquidation(ie forced sale of securities to meet a margin call) 斩仓
liquidity 流通性
Liquidity Adjustment Facility (LAF)(HKMA) 流动资金调节机制(金管局)
Liquidity Adjustment Window (LAW) 流动资金调节窗
liquidity margin 流动资金比率/幅度
liquidity provider 流通量提供者
liquidity ratio 流动资金比率
liquidity risk 流通风险
List of Exchange Participants & Holders of Stock Exchange Trading Rights 《交易所参与者及联交所交易权持有人名录》
List of Stock Codes 《证券代号名录》
Listed corporation 上市法团
listed issuer 上市发行人
listed open-end fund (LOF) 上市开放式基金
listed securities 上市证券
Listing Agreement 上市协议
Listing Chinese Companies in Hong Kong(publication) 《中国公司在香港上市指南》(刊物)
Listing Committee 上市委员会
listing rules 上市规则
loan capital 借贷资本
loan facility 贷款融通
loan stock 债务证券；债券；债权股额；贷款债券；
贷款股
loan syndicate 贷款银团
Local Area Network (LAN) 区域网络；部份区域网络
locked position 锁仓
locked up 冻结
London International Financial Futures and Options Exchange (LIFFE) 伦敦国际金融期货及期权交易所
London Stock Exchange (LSE) 伦敦证券交易所
London Traded Options Market (LTOM) 伦敦期权市场
Long Only Brokers for Options (LOBO) 「只限长仓」期权经纪
long options contract 期权长仓合约
long position 长仓；多头*
MACD see Moving Average Convergence-Divergence
Mass ATI see Mass Account Transfer Instruction
MBO see management buy-out
MESDAQ see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd
MORC see Memorandum of Regulatory Cooperation
MOU see memorandum of understanding
MPF see Mandatory Provident Fund
MSCI Hong Kong Index see Morgan Stanley Capital International Hong Kong Index
MWS see Multi-workstation System
M1 狭义货币供应量
M2 广义货币供应量
Maastricht Treaty 马城条约
main board 主板；第一板
Mainland/Hong Kong Closer Economic Partnership Arrangement 《内地与香港关于建立更紧密经贸关系的安排》
Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners 《内地与香港关于建立更紧密经贸关系的安排 - 与证券及期货人员资格有关的安排》
maintenance margin(futures) 维持按金；补仓按金(期货)
major shareholder 主要股东；大股东
major transaction 主要交易；重大交易
maker-checker facility(CCASS) 「输入与核对分工」功能(中央结算系统)
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ) 马来西亚证券交易所交易及自动报价系统
management buy-out (MBO) 管理层收购；自发性收购
management fee 管理费用
management shareholder 管理层股东
Management, Supervision and Internal Control Guideline(SFC) 《管理、监督及内部监控指引》(证监会)
manager 经办人
mandatory bid; mandatory offer 强制性收购建议
Mandatory Provident Fund (MPF) 强制性公积金
Mandatory Provident Fund Schemes Authority (MPFA) 强制性公积金计划管理局
margin 按金；保证金；「孖展」
margin call 追补按金；补仓通知
margin client 孖展客户；保证金客户
margin coverage ratio 孖展覆盖率；保证金保险范围比率
margin cut 斩仓
margin financing 保证金融资；孖展融资；保证金借贷活动
margin interval 按金间距
margin offset 按金对销
margin parameter 按金参数
margin pooling 证券汇集转按
margin ratio 按金比例
margin relief 按金减免
Margin Securities Trading Account 保证金证券交易户口
margin trading 按金交易；孖展买卖
margin value 保证金价值
margin-after-exercise 行使后按金
margined premium 以按金形式缴付的期权金
margining process 计算按金程序
mark to market / mark-to-market 按市价计值
mark-to-market margin 市价计值按金
market capitalisation 市场总值；市价总值
Market Datafeed 市场数据传送专线
market depth 市场深度
market maker 庄家
Market Maker List 庄家名录
market making 庄家活动；作价买卖
market manipulation 市场操纵；市场操纵行为；造市
Market Misconduct Tribunal 市场失当行为审裁处
market order 市价盘
market participant 市场参与者
market practitioner 市场从业员
market rental 市值租金
market risk 市场风险
market sentiment 市场气氛
market share 市场占有率
market timing 选时交易
market volatility 市场波幅
market-sensitive information 市场敏感资料；影响市场资料
marks / marks payment 差额缴款
Mass Account Transfer Instruction
(Mass ATI) 大量户口转移指示
mass quote 大量开盘
master trust scheme 集成信托计划
maturity 到期；到期日
maximum spread 最大差价限额
Memorandum and Articles of Association 《组织大纲及章程》
memorandum of association 组织大纲
Memorandum of Regulatory Cooperation (MORC) 《监管合作备忘录》
memorandum of understanding (MOU) 谅解备忘录
merchant bank 商人银行
merger 合并
mergers and acquisitions 合并与收购；并购活动*
merit-based 以监管机构评审为本
mid-cap stock 中型股
Mid-day Data File Transfer Service 中午资料传送服务
middle exercise price 中间行使价
middle-priced option 中位价期权
Mini-HSI Futures 小型恒生指数期货合约
Mini-HSI Options 小型恒生指数期权合约
minimum contribution 最低供款额
minimum price fluctuation 最低上落价位；最低价格变动
minimum quote quantity 最少开价数量
minimum response time 最短回复开价时间
minimum transaction size 最低交易数额
Ministry of Finance(Mainland China) 财政部(中国内地)
Ministry of Foreign Trade and Economic Cooperation(Mainland China) 对外经济贸易合作部（外经贸部）(中国内地)
minority controller 次要控制人
minority interest 少数股东权益
minority shareholder 少数股东
minus tick 低于前成交价
misconduct 不当行为；失职行为；渎职行为
misrepresentation 失实陈述；虚报
Misrepresentation Ordinance 《失实陈述条例》
misstatement 虚假声明；错误陈述
mistraded contract 错误交易合约
mock trading 模拟交易
Model Authorisation Letter 标准授权书
Model Code for Securities Transactions by Directors of Listed Issuers 《上市公司董事进行证券交易的标准守则》
Model Code for Sponsors 《保荐人标准守则》
monetary assets 货币资产
monetary base 货币基础
Monetary Policy Committee(PBOC) 货币政策委员会(中国人民银行)
money broker 货币经纪
money laundering 洗黑钱
money market 货币市场；短期资金借贷市场
money settlement fee 款项交收费
money supply 货币供应
money transfer system 款项过户系统
Money World Asia Hong Kong 香港货币及投资汇展
Money World Asia Pte Limited 亚洲货币世界（新加坡）有限公司
moneyness 价值状况
monies advanced 垫款
Monthly Balance Statement(CCASS) 户口结余月结单(中央结算系统)
Monthly Market Statistics 《市场统计月报》
Monthly Return on Movement of Listed Securities 上市证券变动之月报
Moody's Investment Grade 穆迪投资评级
moratorium 股份禁售期
morning session 早市
mortgage loan originator 按揭贷款发放者
mortgage-backed securities 按揭证券
Moving Average Convergence-Divergence (MACD) 移动平均值背驰指标
multi-currency trading 多种货币买卖
multi-jurisdictional equity offering 跨司法区招股活动
Multi-workstation System (MWS) 多工作站系统
multiple application 重复认购
multiple-workstations 多工作站；一线多机
mutual cross-listing 跨国多重上市
mutual fund 互惠基金
NASDAQ see National Association of Securities Dealers Automated Quotations(US)
NCP see Non-Clearing Participant or Non-Clearing Options Trading Participant
(options trading)
NETS see National Electronic Trading System (Mainland China)
New HSMCI see New Hang Seng MidCap 50 Index
naked option writing 沽出未抵押期权
naked short selling 没有预先借货的卖空活动
National Association of Securities Dealers Automated Quotations (NASDAQ)(US) 美国全国证券交易商协会自动报价系统；
美国纳斯达克证券市场
National Bureau of Economic Research(US) 美国国家经济研究局
National Construction Treasury(Mainland China) 国家建设债券(中国内地)
National Electronic Trading System (NETS)(Mainland China) 全国电子交易系统(中国内地)
National Social Security Fund 全国社会保障基金
National Science and Technology Venture Capital Development Center 国家科技风险开发事业中心
negative statement 否定声明
negotiable instrument 可转让票据
negotiated commission 商议佣金
negotiated transaction 议价交易
net admissible assets 认可资产净值
net asset value 资产净值
net asset value per share 每股资产净值
net book value 账面净值
net margining 净额按金计算
net open options contract; net options position 期权合约净持仓
net position 持仓净额
net present value 现金收益净值
net proceeds 集资净额
net tangible assets 有形资产净值
net tangible assets per share 每股有形资产净值
net underwriting commitment 包销承担净值
net worth ratio 净值比率
netting 单价配对(期权)；净额结算；对销
netting by novation(clearing) 以责务变更的方式进行净额结算
networking 联网
New Hang Seng MidCap 50 Index
(New HSMCI) 新恒生50中型股指数
new issue 发行新股；新股发行
New Regulatory Framework, The(SFC) 《新监管制度》(证监会)
news dissemination 资讯发布
news file 资讯档案
next day net settlement system 翌日净额结算系统
Next Settlement Day Due / Overdue Position Report(CCASS) 下一交收日到期/逾期数额报告(中央结算系统)
Nikkei Stock Average 日经平均指数
nil-paid rights 未缴股款股权；未缴款供股权
no-forcing order 全权委托盘
No-Over-Loss Rules 「无超额亏蚀」规则
nominal exchange rate 名义汇率
nominal price 按盘价；现价
nominal value 面值
nominee account 代理人户口
Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)(options trading) 非结算参与者；非结算的期权买卖参与者(期权买卖)
non-collateralised warrant 无抵押权证
non-dividend paying European call option 不派息欧式认购期权
non-dividend paying European put option 不派息欧式认沽期权
non-executive director 非执行董事
non-market-making transaction 非市场庄家的交易
non-ranking liabilities 非认可负债
non-registered holder 非登记持有人
non-spot month Hang Seng Index futures contract 非现货月恒生指数期货合约
normal order imbalance 正常买卖盘差额
normative statement 规范声明
Notice on Regulation of Share Issues and Listing in Overseas Markets(State Council) 境外发行股票和上市管理通知(国务院)
notifiable transaction 须予公布的交易
novated contract 责务变更合约
novation 责务变更；约务更替
ORS see Order Routing System
Oaths and Declarations Ordinance 《宣誓及声明条例》
Occupational Retirement Schemes Ordinance 《职业退休计划条例》
odd lot 碎股；零股*
off-balance sheet exposure 资产负债表以外之承担/项目
off-balance sheet (financial) instrument 资产负债表外金融工具
off-board trading 场外交易；离场交易
off-floor order 离场买卖盘
off-floor trading 场外交易；离场交易
off-market rules 场外规则
off-market share repurchase 场外购回股份
offer 收购建议；要约
offer by tender 招标发售
offer for sale 公开发售；提呈发售
offer for subscription 公开认购
offer price 卖价；发盘价
offer to the public 公开招股
offering mechanism 招股机制
Office of the Commissioner of Insurance 保险业监理处
offsetting position 相抵持仓
offshore financial centre 离岸金融中心
offshore fund 离岸基金
offshore profit regrouping 离岸盈利重组
offshore swap 离岸调期
omnibus account 综合户口
omnibus client account 综合户口
on-floor order 场内买卖盘
on-going obligation 持续责任
on-line interface 联机界面联系
on-line investment service 联线投资服务
On-line Trading Working Group (SFC) 网上交易工作小组(证监会)
on-market rules 场内规则
online trading 网上交易；线上交易
online transfer 即时转送
open allocation session (HKATS) 开市分配时段(HKATS)
open contract 未平仓合约
open gateway 开放式网间连接器
open interest 未平仓合约
open market operations 公开市场活动
open offer 公开售股；公开发售
open order 开市盘
open outcry(= auction) 公开喊价；公开叫价；口头唱价*
(= 口头竞价)
open outcry trading 公开叫价交易
open position 未平仓合约
open short position 卖空空仓
open-end fund 开放式基金
opening contract 开仓合约
opening price 开市价；开盘价
opening quotations rules 开市报价规则
opening stock 期初存货
opening transaction 开仓交易
operating lease 营运/经营/营业租赁
Operation Procedures for Stamp Duty Collection 征收印花税运作程序
Operational Clearing Procedures for Options Trading Exchange Participants 《结算运作程序 ─ 期权买卖交易所参与者专用》
operational risk 运作风险；营运风险
Operational Trading Procedures for Options Trading Exchange Participants 《交易运作程序 ─ 期权买卖交易所参与者专用》
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